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Abstract

I. Introduction

II. The Nebraska Statute … A. Definitions … B. Exemptions … C. Security Registration … D. Broker-Dealer Registrations … E. Sanctions … F. Civil Remedies … G. Powers of the Department of Banking … H. Evidence

III. Application of Nebraska Statute to Oil and Gas Transactions … A. Background … B. In-State Exemption … C. The Interests Covered

IV. General Operation of the Act

V. Jurisdiction and Enforcement

VI. Evaluation of the Act … A. Impact of Investors … B. Impact on Issuers … C. Impact of Brokers and Salesmen … D. Administration

VII. Conclusion

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