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FEDERAL REGULATION OF THE SECURITIES INDUSTRY
Abstract
Private capital formation is an essential function of a capitalist Development of the corporate form of business facilitated economy. accumulation of the vast capital resources necessary for financing modern industry, but it also created problems of control because of the separation of ownership and management. Problems arose because of the lax conditions under which corporations have been chartered, fostering an irresponsible attitude on the part of corporate officers, and because the market mechanisms required to accumulate capital and facilitate its free redistribution within the economy are pecularly susceptible to manipulation. Distortion of the securities markets tends to imperil the continued flow of private capital into the capital market by eroding public confidence. It is in the public interest that harmonious relations exist between corporate management and investors, and that the securities markets function smoothly.
Subject Area
Business administration
Recommended Citation
HAINING, HAZEL EMMA, "FEDERAL REGULATION OF THE SECURITIES INDUSTRY" (1972). ETD collection for University of Nebraska-Lincoln. AAI7300111.
https://digitalcommons.unl.edu/dissertations/AAI7300111