Is SEC Rule 146 Too Subjective to Provide the Needed Predictability in Private Offerings?

Authors

H. David Heumann, State Bar of Arizona, memberFollow

Abstract

I. Introduction

II. Analysis … A. Definitions—146(a) … B. Conditions to Be Met—146(b) … C. Limitation on Manner of Offering—146(c) … D. Nature of Offerees—146(d) … E. Access to or Furnishing of Information—146(e) … F. Business Combinations—146(f) …G. Number of Purchasers—146(g) … H. Limitations on Disposition—146(h)

III. A Suggested Approach

Appendix: Rule 146

Recommended Citation

H. David Heumann, Is SEC Rule 146 Too Subjective to Provide the Needed Predictability in Private Offerings?, 55 Neb. L. Rev. 1 (1976)
Available at: https://digitalcommons.unl.edu/nlr/vol55/iss1/2