Abstract
I. Introduction
II. “Securities” and “Offer for Sale” under the Act … A. Security … B. Offer or Sale
III. Fraud
IV. Registration of Broker-Dealers, Investment Advisers, and Agents under the Act
V. Securities and Transactions Exempt from Registration … A. Exempt Securities … B. Exempt Transactions
VI. Registration … A. Notification … B. Qualification … C. Coordination
VII. Sanctions and Relief under the Act
VIII. Conclusion
Recommended Citation
Larry V. Albers,
The Securities Act of Nebraska: An Overview,
56 Neb. L. Rev. 836
(1977)
Available at: https://digitalcommons.unl.edu/nlr/vol56/iss4/4